Resources > Forms
Confidential Questionnaire – In preparation for the get acquainted meeting, please download and complete this form. It is a very comprehensive form that will require your best effort to bring all your financial information together on one form. Be as accurate as you can.
Investor Questionnaire – Information entered on this form will assist in determining asset allocation.
Cash Flow Questionnaire – Use this form to enter current personal expenditures. It is already included in the Confidential Questionnaire.
Get $mart About Your Money - financial education for your life – Insert prepared by The Seattle Times newspaper In Education Department in cooperation with the Bellevue Community College and Washington State Department of Financial Institutions in September 2008. An insert that provides very valuable information about goal setting, spending plan, college education funding and other finanical areas through out ones life.
Important Financial Document Checklist - A checklist of important financial documents to bring with you when you meet with financial planner. This checklist is provided by the Certified Financial Planner Board of Standards, Inc.
Checklist for Interviewing Financial Planner - A checklist of questions to ask a financial planner when interviewing them. This checklist is provided by the Certified Financial Planner Board of Standards, Inc.
Form ADV Part II – Standard government consumer disclosure form used for registering as an investment advisor with the Securities and Exchange Commission or States. The form contains full disclosure of an advisor’s background, sources of compensation and methods of practice. It has been updated to the required brochure format.